TrueAdvisor
TrueAdvisor
JJ
JJ

John James

Copper Financial
18 Years of Experience
Des Peres, MO
Broker
View SEC Summary
View SEC Summary

John James is a registered investment advisor at Copper Financial, based in Des Peres, MO, with 18 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 4,165 clients with $410M in assets under management.

Copper Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
40 advisors
Number of Clients
4,165 clients
Average Client Portfolio
$99K average
Assets Under Management
$410.7M

Fee Structure

Investment management only (planning not offered)

Copper Financial does not directly manage your investments. Instead, they connect you with third-party investment managers. These managers will charge their own fees, with a maximum annual fee of 2.5% of the assets they manage for you. Copper Financial and your advisor receive a portion of the manager's fee as compensation for the referral. This portion is negotiable.

View Full SEC Brochure

Location

11780 Manchester Road, Des Peres, MO, 63131

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Copper FinancialBroker
September 2023 - Present · 3 yrs 1 mo
Copper Financial
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Edward Jones
December 2016 - September 2023 · 6 yrs 9 mos
Edward JonesBroker
November 2016 - September 2023 · 6 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
May 2014 - December 2016 · 2 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2014 - December 2016 · 2 yrs 7 mos
Raymond James & Associates, INC.
February 2013 - November 2013 · 9 mos
Raymond James & Associates, INC.Broker
February 2013 - November 2013 · 9 mos
Morgan Keegan & Company, INC.
December 2007 - February 2013 · 5 yrs 2 mos
Morgan Keegan & Company, INC.Broker
October 2007 - February 2013 · 5 yrs 4 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Des Peres, MO →All financial advisors in Missouri →