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Karl Rohrbaugh

18 Years of Experience
Omaha, NE
Broker

Karl Rohrbaugh is a registered investment advisor at Raymond James & Associates, INC., based in Omaha, NE, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

13120 Pierce Street, Suite 200, Omaha, NE, 68144

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Karl co-owns CGR Properties, a rental real estate business, with his parents since 2018. He dedicates a few hours per week to overseeing the properties, despite having a property manager.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2018 - Present · 8 yrs 7 mos
Raymond James & Associates, INC.Broker
February 2018 - Present · 8 yrs 7 mos
Previous Registrations
Edward Jones
October 2007 - February 2018 · 10 yrs 4 mos
Edward JonesBroker
October 2007 - February 2018 · 10 yrs 4 mos
State Registrations27 states
ARAZCACOCTDCFLGAIAIDILKSLAMIMNMONCNDNEOHOKSDTNTXUTVAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Karl Rohrbaugh - Financial Advisor | TrueAdvisor