MS
MS

Mathew Shaggura

18 Years of Experience
New York, NY
Broker

Mathew Shaggura is a registered investment advisor at Jefferies Investment Advisers LLC, based in New York, NY, with 18 years of industry experience. Mathew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Tax Planning. Their firm serves 2,018 clients with $3.4B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only
Assets Under Management
$3.4B

Fee Structure

One-Time Plan:$500 - $50,000
Loading...

Location

520 Madison Avenue, New York, NY, 10022

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Mathew works part-time nights and weekends providing banquet/catering services for Marina Del Rey and Surf Club on the Sound. This takes about 10-20% of Mathew's time.

Employment History
Current Registrations
Jefferies Investment Advisers LLC
May 2023 - Present · 3 yrs 2 mos
Jefferies LLC
June 2021 - Present · 5 yrs 1 mo
Jefferies LLCBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Leucadia Asset Management LLC
July 2021 - August 2023 · 2 yrs 1 mo
Morgan Stanley
July 2014 - June 2021 · 6 yrs 11 mos
Morgan StanleyBroker
July 2014 - June 2021 · 6 yrs 11 mos
Wells Fargo Advisors, LLC
July 2008 - July 2014 · 6 yrs
Wells Fargo Advisors, LLCBroker
July 2008 - July 2014 · 6 yrs
AXA Advisors, LLCBroker
December 2007 - May 2008 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.