Joseph Silverman is a CFP-designated registered investment advisor at Schwab Wealth Advisory, INC., based in Irvine, CA, with 16 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.
Location
2 Park Plaza, Suite 200, Irvine, CA, 92614
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph is a co-manager and co-member of his spouse's psychotherapy practice, Healing Hope Counseling, PLLC, since 2018. He helps organize payroll and dedicates about 10-20% of his time to this activity.
Employment History
Current Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Vanguard Advisers INC
Vanguard Marketing CorporationBroker
Charles Schwab & CO., INC.Broker
State Registrations36 states
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