Diane Tidwell is a registered investment advisor, based in Melbourne, FL, with 18 years of industry experience.
Location
6767 N. Wickham Road, Suite 400, Melbourne, FL, 32940
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Diane works as a registered assistant to a financial advisor at Richard Matinson & Assoc, LLC. This activity requires minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2018 - Present · 7 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2009 - July 2018 · 9 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
February 2008 - July 2018 · 10 yrs 5 mos
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.