KH
KH

Kenneth Huffine

8 Years of Experience
South Windsor, CT
BrokerSells Insurance

Kenneth Huffine is a registered investment advisor at LPL Financial LLC, based in South Windsor, CT, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

225 Oakland Road, Suite 101, South Windsor, CT, 06074

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kenneth is involved with Long View Wealth Management, LLC, focusing on non-variable insurance and DBA for LPL business, dedicating a few hours per week and nearly full-time, respectively. He also engages in real estate rental through APKH, LLC, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2023 - Present · 3 yrs 3 mos
LPL Financial LLC
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Securities America Advisors, INC.
January 2018 - February 2023 · 5 yrs 1 mo
Securities America, INC.Broker
October 2017 - February 2023 · 5 yrs 4 mos
National Planning CorporationBroker
August 2017 - October 2017 · 2 mos
State Registrations10 states
CTFLMAMEMINCNHNJTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.