Kaleb Frawley
Kaleb Frawley is a registered investment advisor at Commonwealth Financial Network, based in Richland Center, WI, with 13 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
45 E. Robb Road, Box 420, Richland Center, WI, 53581
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2016Other Business ActivitiesSells Insurance
Kaleb is a co-owner of Rewald, Sebranek & Frawley, LLC, which facilitates securities, advisory, and insurance business, taking nearly all of his time. He also co-owns Kalerry, LLC and KMBR Acres, LLC for real estate management, and owns RSF Group, LLC, providing tax preparation services, taking about 10% of his time.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.