RF
RF
Robert Frost
16 Years of Experience
Westlake, TX
1 DisclosureBroker
Robert Frost is a registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 16 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History (1)
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Criminal
August 2002Final Disposition
Employment History
Current Registrations
Charles Schwab & CO., INC.
August 2016 - Present · 10 yrs 1 mo
Charles Schwab & CO., INC.Broker
August 2016 - Present · 10 yrs 1 mo
Previous Registrations
Bbva Wealth Solutions INC.
September 2014 - April 2016 · 1 yr 7 mos
Bbva Securities INC.Broker
August 2014 - April 2016 · 1 yr 8 mos
Amerivest Investment Management, LLC
July 2012 - April 2014 · 1 yr 9 mos
TD Ameritrade, INC.
July 2012 - April 2014 · 1 yr 9 mos
TD Ameritrade, INC.Broker
May 2012 - April 2014 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2011 - September 2011 · 4 mos
Wells Fargo Investments, LLCBroker
July 2010 - November 2010 · 4 mos
Wells Fargo Advisors, LLCBroker
February 2009 - July 2010 · 1 yr 5 mos
Banc of America Investment Services, INC.Broker
June 2008 - December 2008 · 6 mos
Wachovia Securities, LLCBroker
December 2007 - June 2008 · 6 mos
State Registrations51 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.