AB
CFP
AB
CFP

Andrew Betts

18 Years of Experience
Chicago, IL
BrokerSells Insurance

Andrew Betts is a CFP-designated registered investment advisor at Hightower Advisors, LLC, based in Chicago, IL, with 18 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew is involved with PKS Financial, selling fixed/traditional insurance products since 2020. This takes minimal time.

Employment History
Current Registrations
Hightower Advisors, LLC
April 2023 - Present · 3 yrs 5 mos
Hightower Securities, LLC
March 2023 - Present · 3 yrs 6 mos
Hightower Securities, LLCBroker
March 2023 - Present · 3 yrs 6 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
September 2020 - April 2023 · 2 yrs 7 mos
Dietz & Lynch Capital
October 2013 - December 2014 · 1 yr 2 mos
Bickling Financial Services, INC.
September 2009 - April 2023 · 13 yrs 7 mos
LPL Financial LLC
April 2008 - October 2020 · 12 yrs 6 mos
LPL Financial LLCBroker
October 2007 - October 2020 · 13 yrs
State Registrations15 states
AKCOCTFLKSMANCNENHNJNYORRISCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.