KP
KP

Kathryn Paniagua

17 Years of Experience
Washington, DC
Broker

Kathryn Paniagua is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1747 Pennsylvania Ave, Nw Ste 900, Washington, DC, 20006

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kathryn is a sole proprietor and owner of rental real estate in Washington D.C. since 2019. She dedicates minimal time to property management after business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
March 2009 - June 2009 · 3 mos
Morgan Stanley & CO. IncorporatedBroker
March 2009 - June 2009 · 3 mos
Deutsche Bank Securities INC.
October 2008 - March 2009 · 5 mos
Deutsche Bank Securities INC.Broker
August 2008 - March 2009 · 7 mos
State Registrations31 states
AZCACOCTDCDEFLGAIDILINKSLAMAMDMEMIMNMONCNHNJNMNVNYORPATNTXUTVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Kathryn Paniagua - Financial Advisor | TrueAdvisor