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Paul Duncan

Beacon Pointe Advisors, LLC
18 Years of Experience
Carlsbad, CA
2 DisclosuresSells Insurance
View SEC Summary
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Paul Duncan is a registered investment advisor at Beacon Pointe Advisors, LLC, based in Carlsbad, CA, with 18 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 29,929 clients with $55B in assets under management.

Beacon Pointe Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
471 advisors
Number of Clients
29,929 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$54.9B

Fee Structure

Minimum Investment:$1M
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Advisory fees for private clients generally range from 0.50% to a maximum of 1.50% of assets under management, subject to a minimum quarterly fee of $1,250.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5973 Avenida Encinas, Carlsbad, CA, 92008

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 2002
Final Disposition
Criminal
November 1998
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Paul is an agent at Beacon Pointe Insurance Services, LLC, selling life, health, and accident insurance products, dedicating a few hours per week to this activity. He is also the President of South Coast Youth Football, spending minimal time on this non-investment related role.

Employment History
Current Registrations
Beacon Pointe Advisors, LLC
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
March 2022 - September 2024 · 2 yrs 6 mos
Securities America Advisors, INC.
February 2016 - February 2022 · 6 yrs
Securities America, INC.Broker
February 2016 - February 2022 · 6 yrs
LPL Financial LLCBroker
January 2016 - February 2016 · 1 mo
LPL Financial LLC
January 2016 - February 2016 · 1 mo
Securities America Advisors, INC.
August 2015 - January 2016 · 5 mos
Duncan Financial
March 2011 - November 2015 · 4 yrs 8 mos
Securities America Advisors, INC.
September 2010 - March 2011 · 6 mos
Securities America, INC.Broker
June 2008 - January 2016 · 7 yrs 7 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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