DC
DC
Derek Chalfant
18 Years of Experience
Lake Wylie, SC
Broker
Derek Chalfant is a registered investment advisor at Cetera Investment Advisers LLC, based in Lake Wylie, SC, with 18 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Lake Wylie, SC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2024 - Present · 1 yr 10 mos
Cetera Advisors LLCBroker
July 2024 - Present · 1 yr 10 mos
Cetera Financial Specialists LLCBroker
July 2024 - Present · 1 yr 10 mos
Cetera Wealth Services, LLCBroker
July 2024 - Present · 1 yr 10 mos
Cetera Investment Services LLCBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2022 - June 2024 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2022 - June 2024 · 2 yrs 5 mos
Uvest Financial Services Group, INC.Broker
May 2011 - November 2011 · 6 mos
LPL Financial LLC
February 2010 - December 2021 · 11 yrs 10 mos
LPL Financial LLCBroker
February 2010 - December 2021 · 11 yrs 10 mos
Raymond James Financial Services, INC.Broker
October 2007 - January 2010 · 2 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.