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Benjamin Pfiffner

Chicago Capital Management Advisors, LLC
10 Years of Experience
Stevens Point, WI
2 DisclosuresSells Insurance
View SEC Summary
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Benjamin Pfiffner is a registered investment advisor at Chicago Capital Management Advisors, LLC, based in Stevens Point, WI, with 10 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 620 clients with $140M in assets under management.

Chicago Capital Management Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
620 clients
Average Client Portfolio
$218K average
Assets Under Management
$135.2M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.25%
$250K - $500K2.00%
$500K - $1.0M1.75%
$1.0M - $2.5M1.50%
$2.5M - $5.0M1.25%
$5M+1.00%

Rates shown are maximum fees for equity and asset allocation accounts. Fixed income accounts have a separate schedule starting at 1.25% for $100k-$249k and dropping to 0.50% for $5M plus. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Stevens Point, WI

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2018
Final
Regulatory
July 2010
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Benjamin operates Pffifner & Associates d/b/a Benjamin Pfiffner Insurance Agency, selling life, health, and annuity products, which takes about half of his time. He also owns AB Pfiffner Chain Vacations LLC, a real estate rental business, dedicating about 10-20% of his time to it.

Employment History
Current Registrations
Chicago Capital Management Advisors, LLC
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Asset Strategies, INC
January 2024 - December 2024 · 11 mos
American Trust Investment Services, INC.Broker
November 2019 - January 2020 · 2 mos
Avellino Financial Advisors, INC.
July 2018 - December 2019 · 1 yr 5 mos
Forest Securities,inc.Broker
August 2017 - December 2019 · 2 yrs 4 mos
Regulus Advisors, LLCBroker
July 2017 - July 2017 · 0 mos
Uvest Financial Services Group, INC.Broker
March 2008 - August 2009 · 1 yr 5 mos
State Registrations3 states
FLILWI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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