Benjamin Pfiffner
Benjamin Pfiffner is a registered investment advisor at Chicago Capital Management Advisors, LLC, based in Lisle, IL, with 9 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 560 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CCMA manages investment portfolios for clients, charging a percentage of the assets in the account. The specific percentage depends on the type of account (equity or fixed income) and the amount invested.
For equity and asset allocation accounts, the maximum fee ranges from 2.25% on accounts between $100,000 and $249,999, down to 1.00% on accounts over $5,000,000.
For fixed income accounts, the maximum fee ranges from 1.25% on accounts between $100,000 and $249,999, down to 0.50% on accounts over $5,000,000.
These fees do not include brokerage and transaction costs charged by the clearing firms.
Location
4722 Main Street, Lisle, IL, 60532
Get directionsHistory
Regulatory History (2)
Regulatory
September 2018Regulatory
July 2010Other Business ActivitiesSells Insurance
Benjamin operates Pffifner & Associates d/b/a Benjamin Pfiffner Insurance Agency, selling life, health, and annuity products, which takes about half of his time. He also owns AB Pfiffner Chain Vacations LLC, a real estate rental business, dedicating about 10-20% of his time to it.
Employment History
Current Registrations
Chicago Capital Management Advisors, LLC
Previous Registrations
Asset Strategies, INC
American Trust Investment Services, INC.Broker
Avellino Financial Advisors, INC.
Forest Securities,inc.Broker
Regulus Advisors, LLCBroker
Uvest Financial Services Group, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.