Steven Mignogna is a registered investment advisor at Legacy Advisors, LLC, based in Plymouth Meeting, PA, with 18 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 220 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Legacy Advisors offers portfolio management services for a fee that varies, generally up to 1.25% annually, based on the amount of assets managed. The fee is billed quarterly in arrears. The advisory fee is negotiable. They may combine account values of family members to determine the applicable advisory fee.
For clients in the Betterment Program, Legacy charges a tiered annual fee:
- $0 - $5,000,000: 1.00%
- $5,000,001 - $10,000,000: 0.75%
- $10,000,001 - $25,000,000: 0.50%
- $25,000,001 - $50,000,000: 0.35%
- Over $50,000,000: 0.25%
Betterment also charges a separate wrap fee.
Location
5 Apollo Road, Suite 100, Plymouth Meeting, PA, 19462
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2011Other Business Activities
Steven works as a retirement plan services advisor for Legacy Advisors, LLC and M. Holdings Securities, Inc., spending nearly full-time hours on these activities. He also participates in private placement sales and owns rental property through Mignogna Family, LLC, dedicating minimal time to each.
Employment History
Current Registrations
Legacy Advisors, LLC
M Holdings Securities, INC.Broker
Previous Registrations
New England Securities Corporation
New England SecuritiesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.