Steven Mignogna
Steven Mignogna is a registered investment advisor at Legacy Advisors, LLC, based in Plymouth Meeting, PA, with 18 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 317 clients with $5.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.35% |
| $50M+ | 0.25% |
Schedule reflects the Betterment program tier structure. Standard portfolio management fees generally go up to 1.25%. Fees are negotiable.
Fee Estimator
Location
5 Apollo Road, Suite 100, Plymouth Meeting, PA, 19462
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2011Other Business Activities
Steven works as a retirement plan services advisor for Legacy Advisors, LLC and M. Holdings Securities, Inc., spending nearly full-time hours on these activities. He also participates in private placement sales and owns rental property through Mignogna Family, LLC, dedicating minimal time to each.
Employment History
Current Registrations
Legacy Advisors, LLC
M Holdings Securities, INC.Broker
Previous Registrations
New England Securities Corporation
New England SecuritiesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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