SM
SM

Steven Paul Mignogna

18 Years of Experience
1 DisclosureBroker
Areas of Practice
Financial Planning & CoachingInvestment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
220 clients
Average Client Portfolio
$19.0M average
Assets Under Management
$4.2B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $5.0M1.00%
$5.0M - $10.0M0.75%
$10.0M - $25.0M0.50%
$25.0M - $50.0M0.35%
$50M+0.25%

This fee schedule applies to the Betterment Program. Legacy, in its sole discretion, may charge a lesser investment advisory fee and/or charge a fixed fee based upon certain criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

5 Apollo Road, Suite 100, Plymouth Meeting, PA, 19462

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History

Regulatory History (1)
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Customer Dispute
October 2011
Denied
Other Business Activities

Steven works as a retirement plan services advisor for Legacy Advisors, LLC and M. Holdings Securities, Inc., spending nearly full-time hours on these activities. He also participates in private placement sales and owns rental property through Mignogna Family, LLC, dedicating minimal time to each.

Employment History
Current Registrations
Legacy Advisors, LLC
October 2011 - Present · 14 yrs 4 mos
M Holdings Securities, INC.Broker
March 2011 - Present · 14 yrs 11 mos
Previous Registrations
New England Securities Corporation
November 2007 - January 2011 · 3 yrs 2 mos
New England SecuritiesBroker
October 2007 - January 2011 · 3 yrs 3 mos
State Registrations2 states
NJPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.