Amy Martin is a registered investment advisor, based in Independence, MO, with 13 years of industry experience.
Location
Independence, MO
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Amy is a financial professional at Prosperity Network of Advisors, LLC since April 2024, operating as a DBA for financial services. This requires about a quarter of her time, with a significant portion during trading hours.
Employment History
Current Registrations
Cetera Advisors LLC
April 2024 - Present · 2 yrs 1 mo
Cetera Advisors LLCBroker
April 2024 - Present · 2 yrs 1 mo
Cetera Investment Advisers LLC
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Grove Point Investments, LLCBroker
December 2023 - April 2024 · 4 mos
Cadaret, Grant & CO., INC.Broker
July 2023 - April 2024 · 9 mos
Next Financial Group, INC.
July 2023 - April 2024 · 9 mos
Cuso Financial Services, L.P.Broker
July 2023 - April 2024 · 9 mos
Next Financial Group, INC.Broker
July 2023 - April 2024 · 9 mos
Scf Securities, INC.Broker
July 2023 - April 2024 · 9 mos
Sorrento Pacific Financial, LLCBroker
July 2023 - April 2024 · 9 mos
Western International Securities, INC.Broker
July 2023 - April 2024 · 9 mos
Cetera Advisors LLCBroker
March 2021 - July 2023 · 2 yrs 4 mos
Cetera Advisors LLC
March 2021 - July 2023 · 2 yrs 4 mos
Waddell & Reed
March 2014 - April 2021 · 7 yrs 1 mo
Waddell & ReedBroker
March 2014 - April 2021 · 7 yrs 1 mo
Cetera Advisors LLC
July 2012 - February 2014 · 1 yr 7 mos
Cetera Advisors LLCBroker
March 2012 - February 2014 · 1 yr 11 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.