Erika Sullivan is a CFP-designated registered investment advisor, based in Stamford, CT, with 18 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Erika is a Wealth Management Associate and IAR Assistant for Steward Partners Global Advisory and Steward Partners Investment Advisory LLC, respectively. She is also a team member of The Sedoric Group, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
Steward Partners Investment Solutions, LLC
Steward Partners Investment Advisory, LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Evergreen Investment Management CO
Wells Fargo Funds Management, LLC
Wells Fargo Funds Distributor, LLCBroker
Evergreen Investment Services, INC.Broker
State Registrations21 states
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