AA
CFP
AA
CFP

Austin Ayers

15 Years of Experience
Montgomery, TX
Broker

Austin Ayers is a CFP-designated registered investment advisor at Park Avenue Securities LLC, based in Montgomery, TX, with 15 years of industry experience. Austin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1904 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Montgomery, TX

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Austin is eligible to be selected as a non-public arbitrator by FINRA for disputes not related to his current broker-dealer since 2020. This requires minimal time.

Employment History
Current Registrations
Park Avenue Securities LLC
October 2022 - Present · 4 yrs
Park Avenue Securities LLC
October 2022 - Present · 4 yrs
Park Avenue Securities LLCBroker
October 2022 - Present · 4 yrs
Previous Registrations
Principal Securities, INC.
March 2015 - September 2022 · 7 yrs 6 mos
Principal Securities, INC.Broker
March 2015 - September 2022 · 7 yrs 6 mos
Stavis & Cohen Financial
June 2014 - September 2014 · 3 mos
Fsc Securities Corporation
June 2014 - June 2014 · 0 mos
Fsc Securities CorporationBroker
May 2014 - September 2014 · 4 mos
Securian Financial Services, INC.Broker
June 2010 - December 2012 · 2 yrs 6 mos
Securian Financial Services, INC.
May 2010 - December 2012 · 2 yrs 7 mos
AXA Advisors, LLC
July 2009 - August 2009 · 1 mo
AXA Advisors, LLCBroker
July 2009 - August 2009 · 1 mo
Stanford Group Company
October 2007 - April 2009 · 1 yr 6 mos
Stanford Group CompanyBroker
October 2007 - April 2009 · 1 yr 6 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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