CD
CFP
CD
CFP

Colin Michael Dugan

16 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
1,093 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$2.7B

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$5,000
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Location

670 Boston Post Road, Madison, CT, 06443

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Colin is a notary public, dedicating minimal time to this activity. He also owns two rental real estate properties, spending minimal time on each.

Employment History
Current Registrations
Principle Wealth
July 2018 - Present · 7 yrs 7 mos
Previous Registrations
Northstar Wealth Partners LLC
September 2017 - July 2018 · 10 mos
LPL Financial LLC
July 2013 - June 2018 · 4 yrs 11 mos
LPL Financial LLCBroker
July 2013 - June 2018 · 4 yrs 11 mos
Essex Financial Services, INC.Broker
February 2011 - November 2013 · 2 yrs 9 mos
Essex Financial Services, INC.
June 2010 - November 2013 · 3 yrs 5 mos
Diastole Wealth Management
March 2009 - June 2010 · 1 yr 3 mos
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.