Kate Tastrom
Kate Tastrom is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Mt Sinai, NY, with 17 years of industry experience. Kate operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
620 Route 25A, Suite D, Mt Sinai, NY, 11766
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kate is a partner at Santini & Tastrom LLC and First Financial Advisors Group, working as a financial advisor. She also sells individual life and health insurance, dedicating a few hours per week to this activity, and is involved in local civic organizations and committees.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
Timecapital Investor Advisory Services INC
Timecapital Securities CorporationBroker
Neuberger Berman LLC
Neuberger Berman LLCBroker
Hsbc Securities (USA) INC.Broker
State Registrations25 states
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