LP
LP

Lauren Pepe

17 Years of Experience
Tampa, FL
Broker

Lauren Pepe is a registered investment advisor at Cetera Investment Advisers LLC, based in Tampa, FL, with 17 years of industry experience. Lauren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

711 E Henderon Avenue, Tampa, FL, 33602

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lauren is involved with Heat Shrink Tubing at Seacoast Electronics. She spends a few hours per week on administrative duties related to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2015 - Present · 10 yrs 8 mos
Cetera Investment Services LLC
September 2015 - Present · 10 yrs 8 mos
Cetera Investment Services LLCBroker
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
Investment Centers of America, INC.
January 2014 - September 2015 · 1 yr 8 mos
Investment Centers of America, INC.Broker
January 2014 - September 2015 · 1 yr 8 mos
T. Rowe Price Advisory Services, INC.
October 2010 - January 2014 · 3 yrs 3 mos
T. Rowe Price Investment Services, INC.Broker
February 2009 - January 2014 · 4 yrs 11 mos
State Registrations2 states
FLGA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Lauren Pepe - Financial Advisor | TrueAdvisor