Craig Morcos is a CFP-designated registered investment advisor at LPL Financial LLC, based in La Cross, WI, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
La Cross, WI
Get directionsHistory
Regulatory History (6)
Financial
February 2018Financial
February 2018Financial
January 2018Financial
January 2018Financial
December 2017Financial
October 2017Other Business Activities
Craig operates LGM Wealth Management as a DBA for his LPL business in Bloomington, MN. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Northrock Partners, LLC
Ameriprise Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.