Charles Patton is a registered investment advisor at First Sigma Capital LLC, based in Irvine, CA, with 10 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees may be negotiable.
Fee Estimator
Location
Irvine, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is solely engaged in business through Patton Investment Management LLC. The firm also operates as a Commodity Trading Advisor, offering these services exclusively to existing securities clients, requiring no additional time commitment from Charles.
Employment History
Current Registrations
First Sigma Capital LLC
State Registrations1 state
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