RF
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Richard Faber
3 Years of Experience
Lake Geneva, WI
2 DisclosuresBroker
Richard Faber is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Lake Geneva, WI, with 3 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
303 Center St, Lake Geneva, WI, 53147
Get directionsHistory
Regulatory History (2)
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Financial
August 2016Final
Regulatory
April 2013Final
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 7 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 7 mos
Previous Registrations
U.S. Bancorp Investments, INC.
January 2026 - February 2026 · 1 mo
U.S. Bancorp Investments, INC.Broker
July 2024 - February 2026 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2014 - August 2014 · 7 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2014 · 1 yr 3 mos
Chase Investment Services CORP.Broker
August 2012 - October 2012 · 2 mos
State Registrations1 state
WI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.