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Richard Faber

U.S. Bancorp Advisors, LLC
4 Years of Experience
Lake Geneva, WI
1 DisclosureBroker
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Richard Faber is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Lake Geneva, WI, with 4 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
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Location

303 Center St, Lake Geneva, WI, 53147

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History

Regulatory History (1)
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Regulatory
April 2013
Final
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Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 8 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.
January 2026 - February 2026 · 1 mo
U.S. Bancorp Investments, INC.Broker
July 2024 - February 2026 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2014 - August 2014 · 7 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2014 · 1 yr 3 mos
Chase Investment Services CORP.Broker
August 2012 - October 2012 · 2 mos
State Registrations1 state
WI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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