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CFP

Whittaker Mack

J.P. Morgan Securities LLC
18 Years of Experience
Scarsdale, NY
2 DisclosuresBroker
View SEC Summary
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Whittaker Mack is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in Scarsdale, NY, with 18 years of industry experience. Whittaker is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14163 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

34 Popham Rd, Scarsdale, NY, 10583

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2019
Denied
Customer Dispute
August 2013
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Whittaker is the Chairperson of the Board of Trustees for the Urban Resource Institute, a non-profit organization. He is also a General Partner/Owner/Property Manager for Long Creek Group, LLC, managing rental apartment buildings and dedicating about 10-20% of his time to this investment-related activity.

Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.Broker
May 2010 - October 2012 · 2 yrs 5 mos
Chase Investment Services CORP.
May 2010 - October 2012 · 2 yrs 5 mos
LPL Financial CorporationBroker
April 2009 - May 2010 · 1 yr 1 mo
LPL Financial Corporation
April 2009 - May 2010 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2008 - February 2009 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2008 - February 2009 · 8 mos
Park Avenue Securities LLC
January 2008 - June 2008 · 5 mos
Park Avenue Securities LLCBroker
October 2007 - June 2008 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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