Brian Dorflinger
Brian Dorflinger is a registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 17 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
305 Madison Avenue, Morristown, NJ, 07960
Get directionsHistory
Regulatory History (1)
Criminal
December 1999Other Business ActivitiesSells Insurance
Brian works as an Uber driver, dedicating about 10-20% of his time. He also works in property and casualty insurance with Edgewood Associates and owns Dorflinger Financial, LLC (DBA Cedar Brook Financial), an insurance agency, dedicating about 10-20% of his time. Brian also operates SGI Wealth Management, LLC, a DBA for his LPL business, dedicating nearly full-time hours.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.