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Troy Rames

15 Years of Experience
Sioux Falls, SD
Broker

Troy Rames is a registered investment advisor at Raymond James & Associates, INC., based in Sioux Falls, SD, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5800 South Remington Place, Sioux Falls, SD, 57108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Troy is involved with St. Francis House, a non-profit organization for the homeless, in various capacities including as a board member, treasurer of the finance committee, and member of the finance committee. These activities require minimal time each month.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2023 - Present · 2 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
March 2016 - September 2023 · 7 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2016 - September 2023 · 7 yrs 6 mos
Morgan Stanley
January 2013 - April 2016 · 3 yrs 3 mos
Morgan StanleyBroker
November 2012 - April 2016 · 3 yrs 5 mos
Raymond James Financial Services Advisors, INC
January 2009 - February 2010 · 1 yr 1 mo
Raymond James Financial Services
December 2008 - January 2009 · 1 mo
Raymond James Financial Services, INC.Broker
December 2008 - February 2010 · 1 yr 2 mos
Citigroup Global Markets INC.
January 2008 - December 2008 · 11 mos
Citigroup Global Markets INC.Broker
October 2007 - December 2008 · 1 yr 2 mos
State Registrations36 states
ARAZCACODCFLGAIAIDILKSKYLAMAMDMIMNMOMTNCNDNENJNVNYOHORPASCSDTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.