Anju Mohindru is a registered investment advisor, based in Newport Beach, CA, with 17 years of industry experience.
Location
4695 MacArthur Court, Suite 480, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anju is a notary public and an independent insurance agent since 1999, dedicating minimal time to each activity. Anju also works full-time as an investment advisor representative and registered representative for Mariner Wealth Advisors and MSEC LLC, respectively, since December 2024.
Employment History
Current Registrations
Msec, LLC
Msec, LLCBroker
Mariner Wealth
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Purshe Kaplan Sterling InvestmentsBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.