David Yu
David Yu is a CFP-designated registered investment advisor at Pacific United Planning, INC., based in Playadel Rey, CA, with 18 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 105 clients with $26M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.75% |
| $50K - $100K | 1.75% |
| $100K - $250K | 1.70% |
| $250K - $1.0M | 1.20% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
The annual fee may be negotiable. Accounts within the same household may be combined for a reduced fee. Lower fees for comparable services may be available from other sources. The total annual fees for the Orion Program may not exceed 2.40% of assets under management. Fees for Orion services include Administration Fees (reporting and accounting services – ranging from 0.08% - 0.45%), Account Maintenance Fees ($25 or $50 per account annually), and Strategist Fees (range from 0.0% to 0.20%).
Fee Estimator
Location
Playadel Rey, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David works as an insurance agent for Kinney & Company Insurance Agency selling property and casualty insurance, dedicating a few hours per week. He also works as an agent for PUP Insurance Services selling life, health, disability, and supplemental insurance coverage, which takes about a quarter of his time. Additionally, David is a pilot for Delta Air Lines, operating passenger flights, which takes about a quarter of his time.
Employment History
Current Registrations
Pacific United Planning, INC.
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
First Investors CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.