Darrah Lay is a registered investment advisor, based in Dubuque, IA, with 16 years of industry experience.
Location
3390 Asbury Road, Dubuque, IA, 52002-2801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Darrah is a landlord for multiple rental properties and an agent for Nepal LLC and Orleans Street LLC, both rental property businesses. Darrah is also a territory director for The Lay Collective, LLC, a local magazine, spending about a quarter of their time on this role.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Avantax Planning Partners, INC.
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
TD Ameritrade, INC.Broker
TD Ameritrade, INC.
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.