Duncan Gates is a CFP-designated registered investment advisor, based in Richardson, TX, with 18 years of industry experience.
Location
100 North Central Expressway, Suite 1205, Richardson, TX, 75080
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Duncan is a director of tax and accounting at Five Star Advisor Partners, LLC and Joseph Hancock Tax and Financial Service, spending about 10-20% of his time at each. He also works as an independent insurance agent for Avantax Insurance Agency and/or Avantax Insurance Services, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations1 state
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