Charles Pouliot is a registered investment advisor at Wealth Effects, based in West New York, NJ, with 17 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 602 clients with $470M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wealth Effects charges a fee based on the value of your portfolio, up to 1.50% annually. The exact fee depends on the complexity of your situation, the amount you invest, and your overall relationship with Wealth Effects. Fees are paid monthly, in advance. The firm may also recommend insurance products, from which they earn commissions.
Location
West New York, NJ
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Regulatory History (1)
Employment Separation After Allegations
October 2017Other Business Activities
Charles is a member of the Board of Directors and Equity partner at LVXP, LLC, a real estate development company. He dedicates minimal time per week providing strategic oversight and guidance.
Employment History
Current Registrations
Wealth Effects
Previous Registrations
Bridgeway Wealth Partners, LLC
Allied Millennial Partners, LLCBroker
Avenir Private Advisors, LLC
Procyon Private Wealth Partners, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.