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Aaron Platteis

Virtus Investment Advisers, LLC
17 Years of Experience
Hartford, CT
Broker
View SEC Summary
View SEC Summary

Aaron Platteis is a registered investment advisor at Virtus Investment Advisers, LLC, based in Hartford, CT, with 17 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 106 clients with $52B in assets under management.

Virtus Investment Advisers, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
75 advisors
IM Fee
Planning only
Assets Under Management
$51.7B

Location

One Financial Plaza, 26th Floor, Hartford, CT, 06103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Virtus Investment Advisers, LLC
January 2018 - Present · 8 yrs 9 mos
Vp Distributors, LLC
October 2017 - Present · 9 yrs
Vp Distributors, LLCBroker
October 2017 - Present · 9 yrs
Previous Registrations
Key Investment Services LLCBroker
September 2016 - September 2017 · 1 yr
LPL Financial LLCBroker
July 2013 - September 2016 · 3 yrs 2 mos
Pruco Securities, LLC.Broker
January 2013 - July 2013 · 6 mos
Hartford Equity Sales Company INC.Broker
July 2011 - January 2013 · 1 yr 6 mos
Hartford Equity Sales Company INC.Broker
November 2007 - March 2010 · 2 yrs 4 mos
State Registrations9 states
CTFLKSMAMONEOKPRRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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