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AP
AP

Aaron Matthew Platteis

Virtus Investment Advisers, LLC
16 Years of Experience
Broker
View SEC Summary
View SEC Summary
Virtus Investment Advisers, LLC
Compensation
Fee-Only (AUM)
Firm Size
75 advisors
Number of Clients
105 clients
Average Client Portfolio
$514.1M average
Assets Under Management
$54.0B

Location

One Financial Plaza, 26th Floor, Hartford, CT, 06103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Virtus Investment Advisers, LLC
January 2018 - Present · 8 yrs 1 mo
Vp Distributors LLC
October 2017 - Present · 8 yrs 4 mos
Vp Distributors LLCBroker
October 2017 - Present · 8 yrs 4 mos
Previous Registrations
Key Investment Services LLCBroker
September 2016 - September 2017 · 1 yr
LPL Financial LLCBroker
July 2013 - September 2016 · 3 yrs 2 mos
Pruco Securities, LLC.Broker
January 2013 - July 2013 · 6 mos
Hartford Equity Sales Company INC.Broker
July 2011 - January 2013 · 1 yr 6 mos
Hartford Equity Sales Company INC.Broker
November 2007 - March 2010 · 2 yrs 4 mos
State Registrations6 states
CTFLKSMONEPR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.