Yancy Spivey
Yancy Spivey is a registered investment advisor at Cetera Investment Advisers LLC, based in Duncan, OK, with 18 years of industry experience. Yancy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
728 W Main St, Duncan, OK, 73533
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2018Other Business ActivitiesSells Insurance
Yancy is involved in several outside business activities, including serving as treasurer for Simmons Center Wellness Center, owning rental real estate, managing YS Asset Management (taking about a quarter of his time), managing MP3 Aviation, consulting for YS Integration LLC, serving as a board member for East Central University, working as an insurance agent selling life insurance, and working as a financial professional for FFEC Wealth Partners (taking about a quarter of his time). He dedicates minimal time to Simmons Center Wellness Center, Spivey Real Estate, and East Central University.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
First Financial Equity CorporationBroker
First Financial Equity Corporation
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Edward Jones
Edward JonesBroker
Arvest Asset Management
Arvest Asset ManagementBroker
State Registrations45 states
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