John Daly is a registered investment advisor at RBC Capital Markets, LLC, based in Oakbrook Terrace, IL, with 17 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
Two Mid America Plaza, Suite 500 South, Oakbrook Terrace, IL, 60181-4715
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John works as an independent contractor/consultant for Premiere Publishing Corp, his grandfather's horse racing news and analysis business, assisting with expanding distribution channels. He dedicates minimal time to this role.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
First Trust Advisors LP
First Trust Portfolios L.P.Broker
Genworth Financial Advisers Corporation
Genworth Financial Securities CorporationBroker
RBC Capital Markets Corporation
RBC Capital Markets CorporationBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.