MC
CFA
MC
CFA

Matthew Cain

18 Years of Experience
Atlanta, GA
Broker

Matthew Cain is a CFA-designated registered investment advisor at Empower Advisory Group, LLC, based in Atlanta, GA, with 18 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 297,074 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1966 advisors
Number of Clients
297,074 clients
Average Client Portfolio
$658K average
Assets Under Management
$195.4B

Fee Structure

Minimum Investment:$5
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.60%

Fees are negotiable on a plan sponsor-by-sponsor basis and typically decline for account balances greater than $100,000, up to a maximum of 0.60%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Atlanta, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Matthew is the treasurer for The Residences at Stone Gables condo association, creating and managing budgets for over 100 units since 2017. The time commitment for this activity is not specified.

Employment History
Current Registrations
Empower Advisory Group, LLC
November 2019 - Present · 6 yrs 11 mos
Empower Financial Services, INC.
January 2015 - Present · 11 yrs 9 mos
Empower Financial Services, INC.Broker
January 2015 - Present · 11 yrs 9 mos
Previous Registrations
Putnam Retail Management Limited PartnershipBroker
November 2007 - January 2015 · 7 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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