Simon Thompson
Simon Thompson is a CFA-designated registered investment advisor at Tlwm Financial, based in San Antonio, TX, with 18 years of industry experience. Simon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 1,262 clients with $610M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Annual percentage fee is negotiable, determined on a case-by-case basis, and capped at 2.25%.
Fee Estimator
Location
40 NE Loop 410, Suite 644, San Antonio, TX, 78216
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Simon operates under the DBAs Texas Legacy Wealth Management and TLWM Financial. He sells fixed insurance as an agent of TLWM, LLC, dedicating minimal time to this activity, and spends nearly full-time performing advisory services as a registered investment advisor.
Employment History
Current Registrations
Tlwm Financial
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Fisher Investments
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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