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George Zaki

Janney Montgomery Scott LLC
18 Years of Experience
New York, NY
2 DisclosuresBroker
View SEC Summary
View SEC Summary

George Zaki is a registered investment advisor at Janney Montgomery Scott LLC, based in New York, NY, with 18 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1166 Avenue of the Americas, 21st Floor, New York, NY, 10036

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2014
Final
Employment Separation After Allegations
October 2012
View Full SEC ReportHow to Read Disclosures
Other Business Activities

George owns rental property in Stamford, CT, since 2021 and receives monthly rental payments. This activity is not investment-related.

Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
March 2014 - Present · 12 yrs 7 mos
Janney Montgomery Scott LLC
March 2014 - Present · 12 yrs 7 mos
Previous Registrations
Barclays Capital INC.
November 2012 - March 2014 · 1 yr 4 mos
Barclays Capital INC.Broker
November 2012 - March 2014 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2010 - October 2012 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2010 - October 2012 · 2 yrs 4 mos
Neuberger Berman LLC
February 2009 - June 2010 · 1 yr 4 mos
Neuberger Berman LLCBroker
April 2008 - June 2010 · 2 yrs 2 mos
State Registrations49 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSLAMAMDMEMIMNMOMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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