Anne Hatton is a registered investment advisor at Morgan Stanley, based in Waukesha, WI, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20975 Swenson Drive, Suite 300, Waukesha, WI, 53186
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2019 - Present · 7 yrs
Morgan StanleyBroker
July 2019 - Present · 7 yrs
Previous Registrations
BMO Harris Financial Advisors, INC
August 2012 - June 2019 · 6 yrs 10 mos
BMO Harris Financial Advisors, INC.Broker
August 2012 - June 2019 · 6 yrs 10 mos
M&i Financial Advisors, INC.
April 2012 - August 2012 · 4 mos
M&i Investment Management CORP.
April 2010 - April 2012 · 2 yrs
M&i Financial Advisors, INCBroker
October 2009 - August 2012 · 2 yrs 10 mos
M&i Financial Advisors, INC.
October 2009 - March 2010 · 5 mos
J.p.morgan Securities INC.
October 2008 - October 2009 · 1 yr
J.P. Morgan Securities INC.Broker
October 2008 - October 2009 · 1 yr
J. P. Morgan Securities INC.
December 2007 - October 2008 · 10 mos
J.P. Morgan Securities INC.Broker
December 2007 - October 2008 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.