James Tietze
James Tietze is a registered investment advisor at Northern Capital Securities Corporation, based in San Antonio, TX, with 18 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.75% |
| $2.0M - $5.0M | 0.50% |
| $5.0M - $10.0M | 0.45% |
| $10M+ | 0.40% |
Fees and services may be negotiated and may vary based on client type, service levels, portfolio complexity, number of accounts, account size, or other special circumstances.
Fee Estimator
Location
401 East Sonterra Boulevard, Suite 375, San Antonio, TX, 78258
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northern Capital Securities Corporation
Northern Capital Securities CorporationBroker
Previous Registrations
Advisors Asset Management, INC.
Advisors Asset Management, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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