Leslie Fong is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
May 2019 - Present · 7 yrs
Morgan Stanley
May 2019 - Present · 7 yrs
Previous Registrations
Cantella & CO., INC.
June 2018 - April 2019 · 10 mos
Cantella & CO., INC.Broker
June 2018 - April 2019 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - July 2018 · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - July 2018 · 8 yrs 9 mos
Banc of America Investment Services, INC.
January 2008 - October 2009 · 1 yr 9 mos
Banc of America Investment Services, INC.Broker
December 2007 - October 2009 · 1 yr 10 mos
State Registrations43 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.