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Christopher Coppolo

Prime Capital Financial
9 Years of Experience
West Hartford, CT
3 Disclosures
View SEC Summary
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Christopher Coppolo is a registered investment advisor at Prime Capital Financial, based in West Hartford, CT, with 9 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 23,965 clients with $39B in assets under management.

Prime Capital Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
264 advisors
Number of Clients
23,965 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$39.1B

Fee Structure

Minimum Investment:$2.5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Standard asset management fees typically range between 1.00% and 1.50% annually, with a maximum of 2.50% and a minimum of 0.25%. Fees are negotiable depending on the advisor, account complexity, and total assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

15 North Main Street, Suite 229, West Hartford, CT, 06107

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2019
Final
Financial
February 2019
Final
Criminal
August 2003
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Prime Capital Financial
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Sound Income Strategies, LLC
July 2024 - March 2025 · 8 mos
Tucker Asset Management LLC
August 2023 - May 2024 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2019 - August 2023 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2019 - August 2023 · 4 yrs 3 mos
Alps Distributors, INC.Broker
March 2010 - January 2012 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2008 - March 2009 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2008 - March 2009 · 1 yr 2 mos
State Registrations2 states
CTKS
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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