Eric Allen is a registered investment advisor, based in Papillion, NE, with 15 years of industry experience.
Location
Papillion, NE
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Kestra Investment Services, LLC
June 2024 - Present · 1 yr 11 mos
Kestra Advisory Services, LLC
June 2024 - Present · 1 yr 11 mos
Kestra Investment Services, LLCBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Triad Advisors LLCBroker
February 2023 - June 2024 · 1 yr 4 mos
Osaic Wealth, INC.Broker
February 2023 - June 2024 · 1 yr 4 mos
Woodbury Financial Services, INC.Broker
February 2023 - January 2024 · 11 mos
Fsc Securities CorporationBroker
February 2023 - November 2023 · 9 mos
Sagepoint Financial, INC.Broker
February 2023 - September 2023 · 7 mos
Securities America Advisors, INC.
November 2014 - June 2024 · 9 yrs 7 mos
Securities America, INC.Broker
July 2010 - June 2024 · 13 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.