Sean Jones is a registered investment advisor at LPL Financial LLC, based in Stanwood, WA, with 18 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
26902 92nd Ave, NW, Ste D, Stanwood, WA, 98292
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2010Customer Dispute
October 2008Other Business Activities
Sean operates his LPL business through BECU Investment Services. He also serves as an Aircraft Commander for the United States Coast Guard Auxiliary, dedicating minimal time to this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Key Investment Services LLC
Key Investment Services LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Key Investment Services LLC
Key Investment Services LLCBroker
RBC Capital Markets Corporation
RBC Capital Markets CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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