SA
SA

Scott Arnburg

15 Years of Experience
Des Moines, IA
Sells Insurance

Scott Arnburg is a registered investment advisor at Legacy Financial Group, based in Des Moines, IA, with 15 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 1,473 clients with $840M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
1,473 clients
Average Client Portfolio
$571K average
Assets Under Management
$840.4M

Fee Structure

Planning is included in investment management (also available separately)

Legacy Financial Group's standard advisory fee for investment management ranges from 0.70% to 1.2% per year, depending on the size of the account, prospective growth, complexity, and other factors. Fees are billed quarterly, in advance, based on the daily average balance of the assets of the previous quarter. All fees are negotiable. Cash positions are included as part of assets under management for fee calculation purposes.

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Location

6000 Grand Avenue, Suite B, Des Moines, IA, 50312

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott is on the Board of Directors for Dragoon Trail Chapter IWLA, a conservation non-profit, dedicating a few hours per week. He is also the owner of Spectrum Wealth Advisors, LLC, a holding company, spending minimal time on this. Scott also works as an insurance agent, spending minimal time on this activity.

Employment History
Current Registrations
Legacy Financial Group
March 2012 - Present · 14 yrs 1 mo
Previous Registrations
LPL Financial LLC
May 2010 - May 2014 · 4 yrs
State Registrations3 states
IANETX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.