Joel Karban is a registered investment advisor, based in Colorado Springs, CO, with 18 years of industry experience.
Location
7035 Campus Dr., Ste. 807, Colorado Springs, CO, 80920
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joel is an independent insurance agent for various independent insurance companies, dedicating a few hours per week to this activity. He is also an advisory representative of a RIA, an owner and IAR at Swan Wealth Management (full-time), and a 1099 contractor and IAR at Precision Wealth Advisors (about 10-20% of his time).
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
LPL Financial LLC
LPL Financial LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.