MS
MS

Malcolm Seline

18 Years of Experience
Bettendorf, IA
Broker

Malcolm Seline is a registered investment advisor at RBC Capital Markets, LLC, based in Bettendorf, IA, with 18 years of industry experience. Malcolm operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

2308 56th Ave West, Bettendorf, IA, 52722

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Malcolm is listed as a part owner and on the board of directors for his prior company, Originate Home Loans, although the business ceased operations in 2007 and he does not work for it. He also volunteers for Alternatives for the Older Adult and is on the board of directors for the Davenport Quarterback Club, dedicating minimal time to each.

Employment History
Current Registrations
RBC Capital Markets, LLC
October 2014 - Present · 11 yrs 7 mos
RBC Capital Markets, LLC
October 2014 - Present · 11 yrs 7 mos
RBC Capital Markets, LLCBroker
October 2014 - Present · 11 yrs 7 mos
Previous Registrations
Morgan Stanley
June 2009 - November 2014 · 5 yrs 5 mos
Morgan StanleyBroker
June 2009 - November 2014 · 5 yrs 5 mos
Citigroup Global Markets INC.
January 2008 - June 2009 · 1 yr 5 mos
Citigroup Global Markets INC.Broker
January 2008 - June 2009 · 1 yr 5 mos
State Registrations28 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.