TB
TB

Thomas Barnes

18 Years of Experience
Knoxville, TN
Broker

Thomas Barnes is a registered investment advisor at Raymond James & Associates, INC., based in Knoxville, TN, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

11400 Parkside Drive, Suite 200, Knoxville, TN, 37934

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Thomas is a partner in 71South, but it is a passive investment. He spends minimal time on this business activity.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
June 2010 - February 2013 · 2 yrs 8 mos
Morgan Keegan & Company, INC.Broker
June 2010 - February 2013 · 2 yrs 8 mos
Edward Jones
February 2008 - June 2010 · 2 yrs 4 mos
Edward JonesBroker
December 2007 - June 2010 · 2 yrs 6 mos
State Registrations16 states
ALAZCACOFLGAILMAMONCOKORSCTNWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.