BS
CFP
BS
CFP

Brian Sigwart

18 Years of Experience
Hunt Valley, MD
BrokerSells Insurance

Brian Sigwart is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Hunt Valley, MD, with 18 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

11350 Mccormick Road, Executive Plaza Iv, Suite 200, Hunt Valley, MD, 21031

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian owns rental property and collects rents monthly, dedicating about 10-20% of his time. Brian is also an insurance agent selling life, disability, long-term care, fixed annuities, health, and property & casualty insurance, spending minimal time on this activity. Finally, Brian owns Sigwart Financial, LLC for pass-through compensation, spending minimal time on this activity.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
April 2012 - March 2017 · 4 yrs 11 mos
Msi Financial Services, INC.Broker
December 2008 - March 2017 · 8 yrs 3 mos
T. Rowe Price Investment Services, INC.Broker
March 2008 - December 2008 · 9 mos
State Registrations21 states
ALCACODCDEFLGAINMAMDMINCNJNVOHPASCTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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