MH
MH

Mike Hoang

17 Years of Experience
San Jose, CA
Broker

Mike Hoang is a registered investment advisor at Morgan Stanley, based in San Jose, CA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

225 West Santa Clara Street, Suite 900, San Jose, CA, 95113

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mike is a partner in The League Sports, LLC since 2016, spending minimal time. He also works as a contractor for Uber Eats and DoorDash since 2023, dedicating about a third of his time combined.

Employment History
Current Registrations
Morgan Stanley
October 2010 - Present · 15 yrs 9 mos
Morgan StanleyBroker
October 2010 - Present · 15 yrs 9 mos
Previous Registrations
Wells Fargo Investments, LLC
October 2008 - October 2010 · 2 yrs
Wells Fargo Investments, LLCBroker
August 2008 - October 2010 · 2 yrs 2 mos
State Registrations45 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mike Hoang - Financial Advisor | TrueAdvisor