Robert Philpott
Robert Philpott is a registered investment advisor at LPL Financial LLC, based in Mt Ephraim, NJ, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11 James Street, Ste D, Mt Ephraim, NJ, 08059
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2022Customer Dispute
August 2009Other Business ActivitiesSells Insurance
Robert is an agent for non-securities insurance products, spending a few hours per week on this activity. He also owns Philadelphia Eagles tickets and resells them, and is a captain for the Happy Tappers New Years Brigade, each requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Metlife Securities INC.Broker
State Farm Vp Management CORP.Broker
MML Investors Services, INC.Broker
Metlife Securities INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.